黄土丘陵沟壑区农户生计资本对农户福祉的影响及其群体差异研究

王佳宇; 陈海; 黄娇; 张杰

doi:10.16152/j.cnki.xdxbzr.2024-02-012

您当前的位置：

首页 >

文章列表页 >

黄土丘陵沟壑区农户生计资本对农户福祉的影响及其群体差异研究

地理研究 | 更新时间：2024-04-19

- 黄土丘陵沟壑区农户生计资本对农户福祉的影响及其群体差异研究
- The impact of farmers’ livelihood capital on their well-being and its group differences in the loess hilly and gully region
- 西北大学学报（自然科学版） 2024年54卷第2期页码：263-276
- 作者机构：
  
  1.西北大学　城市与环境学院，陕西　西安　710127
  2.陕西省地表系统与环境承载力重点实验室，陕西　西安　710127
- 作者简介：
  
  王佳宇，女，从事农户生计与人类福祉关系研究，wjiayu@stumail.nwu.edu.cn。
  陈海，男，教授，博士生导师，从事生态系统服务与人类福祉关系研究，chw@nwu.edu.cn。
- 基金信息：
  
  国家自然科学基金(42171256;41971271)
- DOI：10.16152/j.cnki.xdxbzr.2024-02-012
  中图分类号： K901
- 纸质出版日期：2024-04-25，
  
  收稿日期：2023-11-12，
扫描看全文
王佳宇, 陈海, 黄娇, 等. 黄土丘陵沟壑区农户生计资本对农户福祉的影响及其群体差异研究[J]. 西北大学学报（自然科学版）, 2024,54(2):263-276.

WANG Jiayu, CHEN Hai, HUANG Jiao, et al. The impact of farmers’ livelihood capital on their well-being and its group differences in the loess hilly and gully region[J]. Journal of Northwest University (Natural Science Edition), 2024,54(2):263-276.
王佳宇, 陈海, 黄娇, 等. 黄土丘陵沟壑区农户生计资本对农户福祉的影响及其群体差异研究[J]. 西北大学学报（自然科学版）, 2024,54(2):263-276. DOI： 10.16152/j.cnki.xdxbzr.2024-02-012.

WANG Jiayu, CHEN Hai, HUANG Jiao, et al. The impact of farmers’ livelihood capital on their well-being and its group differences in the loess hilly and gully region[J]. Journal of Northwest University (Natural Science Edition), 2024,54(2):263-276. DOI： 10.16152/j.cnki.xdxbzr.2024-02-012.

摘要

探讨农户生计资本与福祉的关系对于改善生态脆弱区农户福祉及有效减贫意义重大。以地处黄土丘陵沟壑区的陕西省米脂县杜家石沟镇为例，通过构建指标体系分析研究区农户的生计资本与福祉现状，利用结构方程模型探究农户生计资本对农户福祉的影响及其群体差异。结果表明：①农户整体生计资本呈现出“低值相对分散，高值较为集中”的空间布局，且不同农户群体生计资本存在显著空间差异；②农户整体客观福祉呈“低值分散，高值局部集聚”、主观福祉呈“四周高，中部低”的空间分布格局；农户群体间主客观福祉水平空间分布存在明显差异；③农户整体生计资本对福祉、客观福祉对主观福祉均产生了显著的正向影响，生计资本各子维度对农户福祉的影响存在显著差异；④农户生计资本对福祉影响存在群体差异，即纯农型农户通过住房状况、农作物种类和实际人均耕种面积改善福祉；农作物种类、住房状况及联系成本对兼业型贡献大；而家庭固定资产、男性劳动力比例和户主平均年龄主要影响非农型福祉。研究对于改善特定农户群体的福祉提供了可借鉴的方法与途径。

Abstract

Exploring the relationship between the livelihood capital of farmer and well-being is significant for improving the well-being of farmer in ecologically fragile areas and effectively reducing poverty. This study takes Dujiashigou of Mizhi County

Shaanxi Province as an example

which is located in the loess hilly and gully region. Through the constructed index system

the status quo of farmers’ livelihood capital and well-being were analyzed

and the Structural Equation Model was used to explore the impact of farmers’ livelihood capital on their well-being and its group differences. The results show that: ① the overall livelihood capital of farmer shows a spatial layout of " low value dispersed

high value concentrated"

and there are significant spatial differences in the livelihood capital of different farmer groups. ② The spatial distribution pattern of objective well-being of farmers as a whole is " scattered at low values and locally clustered at high values"

and the spatial distribution pattern of subjective well-being is " high around and low in the middle"; there are significant differences in the spatial distribution of subjective and objective well-being levels among farmer groups. ③ Farmers’ overall livelihood capital has a significant positive effect on well-being and objective well-being on subjective well-being

and there are significant differences in the effects of each sub-dimension of livelihood capital on farmers’ well-being. ④ There are group differences in the effects of farm households’ livelihood capital on well-being

pure agricultural farmers improved well-being through housing status

crop type and actual cultivated area per capita; crop type

housing status and linkage costs contributed more to part-time farmers; while household fixed assets

male labor force ratio and average age of household head mainly affected non-agricultural farmers. The study offers promising methods and approaches for improving the well-being of specific farmer groups.

关键词

农户生计资本客观福祉主观福祉结构方程模型米脂县

Keywords

farmers’ livelihood capitalobjective well-beingsubjective well-beingstructural equation modelMizhi County

references

赵雪雁. 地理学视角的可持续生计研究：现状、问题与领域[J]. 地理研究, 2017, 36(10):1859-1872.

ZHAO X Y. Sustainable livelihoods research from the perspective of geography: The present status, questions and priority areas[J]. Geographical Research, 2017, 36(1):1859-1872.

袁东波, 陈美球, 廖彩荣, 等. 土地转出农户主观福祉现状及其影响因素分析：基于生计资本视角[J]. 中国土地科学, 2019, 33(3):25-33.

YUAN D B, CHEN M Q, LIAO C R, et al. Analysis of subjective well-being of farmers with land transfer and its influencing factors: From the perspective of livelihood capitals[J]. China Land Science, 2019, 33(3):25-33.

刘春芳, 刘宥延, 王川. 黄土丘陵区贫困农户生计资本空间特征及影响因素：以甘肃省榆中县为例. 经济地理[J], 2017, 37(12):153-162.

LIU C F, LIU Y Y, WANG C. Spatial characteristics of livelihood assets of poor farmers and its influential factors in loess hilly region: A case study of Yuzhong County, Gansu Province[J]. Economic Geography, 2017, 37(12):153-162.

李治, 孙悦, 李国平, 等. 陕北黄土高原贫困农户生计策略对生计资本的敏感性：以佳县为例[J]. 生态学报, 2022, 42(19):7818-7829.

LI Z, SUN Y, LI G P, et al. Sensitivity of poor farmer′s livelihood strategy to livelihood capital in the Loess Plateau of northern Shaanxi Province: Evidence from Jia County[J]. Acta Ecologica Sinica, 2022, 42(19):7818-7829.

KHAYYATI M, AAZAMI M. Drought impact assessment on rural livelihood systems in Iran[J]. Ecological Indicators, 2016, 69:850-858.

刘俊, 张恒锦, 金朦朦, 等. 旅游地农户生计资本评估与生计策略选择：以海螺沟景区为例[J]. 自然资源学报, 2019, 34(8): 1735-1747.

LIU J, ZHANG H J, JIN M M, et al. The evaluation of households’ livelihood capital and their livelihood strategies in the tourist area: A case study in Hailuogou Scenic Area[J]. Journal of Natural Resources, 2019, 34(8): 1735-1747.

王晗, 房艳刚. 山区农户生计转型及其可持续性研究：河北围场县腰站镇的案例[J]. 经济地理, 2021, 41(3): 152-160.

WANG H, FANG Y G. Livelihood transformation and sustainability of rural households in mountainous areas: A case study of Yaozhan Town in Weichang County of Hebei Province[J]. Economic Geography, 2021, 41(3): 152-160.

李龙, 杨效忠. 廊道型乡村旅游地农户生计资本评价与空间格局特征：以大别山国家风景道为例[J]. 地理科学, 2021, 41(2):340-349.

LI L, YANG X Z. Evaluation and spatial pattern of farmers’ livelihood capital in corridor-type rural tourism areas: A case study of the Dabie Mountain National Landscape[J]. Scientia Geographica Sinica, 2021, 41(2):340-349.

马彩虹, 袁倩颖, 文琦, 等. 乡村产业发展对农户生计的影响研究：以宁夏红寺堡区为例[J]. 地理科学进展, 2021, 40(5):784-797.

MA C H, YUAN Q Y, WEN Q, et al. Impact of agriculture industrial development on farmers’ livelihood: Based on the research of four migrant villages in Hongsibu District, Ningxia[J]. Progress in Geography, 2021, 40(5):784-797.

许扬, 保继刚. “阿者科计划”对农户生计的影响分析：基于DFID可持续生计框架[J]. 热带地理, 2022, 42(6):867-877.

XU Y, BAO J G. A study of farmer’ livelihoods in ”Azheke Plan”: Based on the DFID sustainable livelihood framework[J]. Tropical Geography, 2022, 42(6):867-877.

TANLE A. Assessing livelihood status of migrants from northern Ghana resident in the Obuasi Municipality[J]. Geo Journal, 2014, 79(5):577-590.

蔡国英, 尹小娟, 赵继荣. 青海湖流域人类福祉认知及综合评价[J]. 冰川冻土, 2014, 36(2):469-478.

CAI G Y, YIN X J, ZHAO J R. Recognition and comprehensive evaluation of human well-being in Qinghai Lake Basin[J]. Journal of Glaciology and Geocryology, 2014, 36(2):469-478.

刘秀丽, 张勃, 郑庆荣, 等. 黄土高原土石山区退耕还林对农户福祉的影响研究：以宁武县为例[J]. 资源科学, 2014, 36(2):397-405.

LIU X L, ZHANG B, ZHENG Q R, et al. Impacts of converting farm-land into forests on farmer well-being in the earth-rock mountain areas of the loses plateau[J]. Resources Science, 2014, 36(2):397-405.

唐琼, 王文瑞, 田璐, 等. 沙漠绿洲过渡带农户福祉认知和综合评价：以沙坡头为例[J]. 干旱区资源与环境, 2017, 31(5):51-56.

TANG Q, WANG W R, TIAN L, et al. Cognition and integrated assessment of farmers well-being in desert-oasis ecotone: Case of Shapotou[J]. Journal of Arid Land Resources and Environment, 2017, 31(5):51-56.

丁屹红, 姚顺波. 退耕还林工程对农户福祉影响比较分析：基于6个省951户农户调查为例[J]. 干旱区资源与环境, 2017, 31(5):45-50.

DING Y H, YAO S B. A comparative analysis of the impacts of the sloping land conversion program on the well-being of house-holds in the Yellow and Yangtze River basins[J]. Journal of Arid Land Resources and Environment, 2017, 31(5):45-50.

徐荣林, 吴昱芳, 石金莲. 基于旅游感知视角的居民主观福祉影响因素研究：以九寨沟国家级自然保护区为例[J]. 南京工业大学学报(社会科学版), 2017, 16(4):104-114.

XU R L, WU Y F, SHI J L. Factors influencing the residents’ subjective well-being from the perspective of tourism perception: An empirical study on Jiuzhaigou national nature reserve[J]. Journal of Nanjing Tech University (Social Science Edition), 2017, 16(4):104-114.

朱杰, 卢春天, 石金莲, 等. 自然保护区居民福祉的历时性：以陕西佛坪国家级自然保护区为例[J]. 生态学报, 2019, 39(22):8299-8309.

ZHU J, LU C T, SHI J L, et al.Diachronic study on the residents′ well-being in natural reserves: A case study of Foping National Nature Reserve, China[J]. Acta Ecologica Sinica, 2019, 39(22):8299-8309.

XU Z H, WEI H J, FAN W G, et al. Relationships between ecosystem services and human well-being changes based on carbon flow: A case study of the Manas River Basin, Xinjiang, China[J]. Ecosystem Services, 2019, 37:100934.

YANG H, DIETZ T, YANG W, et al. Changes in human well-being and rural livelihoods under natural disasters[J]. Ecological Economics, 2018, 151:184-194.

张雪, 柴彦威. 基于结构方程模型的西宁城市居民通勤行为及其影响因素[J]. 地理研究, 2018, 37(11):2331-2343.

ZHANG X, CHAI Y W. Influencing factors of residents’ commuting behavior in Xining: A SEM analysis using activity-travel diary survey data[J]. Geographical Research, 2018, 37(11):2331-2343.

白江迪, 刘俊昌, 陈文汇. 基于结构方程模型分析森林生态安全的影响因素[J]. 生态学报, 2019, 39(8):2842-2850.

BAI J D, LIU J C, CHEN W H. Influence on forest ecological security based on a structural equation model[J]. Acta Ecologica Sinica, 2019, 39(8):2842-2850.

张戬, 吴孔森, 杨新军. 黄土高原苹果优生区农户生计分化机制研究：基于不同地形分区的对比分析[J]. 中国农业资源与区划, 2023, 44(11):214-226.

ZHANG J, WU K S, YANG X J. Mechanism of livelihood differentiation among farmers in the optimal apple-growing areas on the Loess Plateau: A comparative analysis based on different topographical zones[J]. Chinese Journal of Agricultural Resources and Regional Planning, 2023, 44(11):214-226.

刘迪, 陈海, 张行, 等. 黄土丘陵沟壑区生态系统服务对人类福祉的影响及其群体差异[J]. 地理研究, 2022, 41(5):1298-1310.

LIU D, CHEN H, ZHANG H, et al. The impact of ecosystem services on human well-being and its group differences in the loess hilly and gully region[J]. Geographical Research, 2022, 41(5):1298-1310.

刘倩, 张戬, 何艳冰, 等. 秦巴山特困区农户生计资本及生计策略研究：以商洛市为例[J]. 干旱区地理, 2020, 43(1):237-247.

LIU Q, ZHANG J, HE Y B, et al. Livelihood capital and livelihood strategies of the farmer household in the exceptional poverty regions of Qinling-Daba mountainous area: A case of Shangluo City[J]. Arid Land Geography, 2020, 43(1):237-247.

温馨, 陈佳, 邓梦麒, 等. 乡村旅游开发下农户生计适应变化与影响机理研究：以延安市乡村旅游为例[J]. 中国农业资源与区划, 2020, 41(4):250-259.

WEN X, CHEN J, DENG M Q, et al. Study on adaptation change of farmers’ livelihoods and the influence mechanism under tourism development: A case study of rural tourism in Yan’an City[J]. Chinese Journal of Agricultural Resources and Regional Planning, 2020, 41(4):250-259.

吴嘉莘, 熊吉安, 杨红娟. 民族地区农户异质性对生计资本结构的影响研究：以云南沧源县为例[J]. 云南社会科学, 2022(3):63-73.

WU J X, XIONG J A, YANG H J. Study on the influence of farmers’ heterogeneity on livelihood capital structure in ethnic areas: Taking Cangyuan County, Yunnan as an example[J]. Social Sciences in Yunnan, 2022(3):63-73.

吴孔森, 刘倩, 张戬, 等. 干旱环境胁迫下民勤绿洲农户生计脆弱性与适应模式[J]. 经济地理, 2019, 39(12): 157-167.

WU K S, LIU Q, ZHANG J, et al. Farmers′ livelihood vulnerability and adaptation model in Minqin oasis under the arid environment stress[J]. Economic Geography, 2019, 39(12): 157-167.

陈佳, 张丽琼, 杨新军, 等. 乡村旅游开发对农户生计和社区旅游效应的影响：旅游开发模式视角的案例实证[J]. 地理研究, 2017, 36(9):1709-1724.

CHEN J, ZHANG L Q, YANG X J, et al. The impact of tourism development on changes of households′ livelihood and community tourism effect: A case study based on the perspective of tourism development mode[J]. Geographical Research, 2017, 36(9):1709-1724.

王凤春, 郑华, 张薇, 等. 农户生计与生态系统服务关系的区域差异及驱动机制：以密云水库上游流域为例[J]. 应用生态学报, 2021, 32(11):3872-3882.

WANG F C, ZHENG H, ZHANG W, et al. Regional differences and the driving mechanism of relationships between rural household livelihood and ecosystem services: A case study in upstream watershed of Miyun Reservoir, China[J]. Chinese Journal of Applied Ecology, 2021, 32(11):3872-3882.

赵立娟, 王苗苗, 史俊宏. 农地转出视阈下农户生计资本现状及影响因素分析：基于CFPS数据的微观实证[J]. 农业现代化研究, 2019, 40(4):612-620.

ZHAO L J, WANG M M, SHI J H. Empirical analysis of the current situation and the influencing factors of the rural households’ livelihood capital under the background of farmland transfer[J]. Research of Agricultural Modernization, 2019, 40(4):612-620.

代光烁, 娜日苏, 董孝斌, 等. 内蒙古草原人类福祉与生态系统服务及其动态变化：以锡林郭勒草原为例[J]. 生态学报, 2014, 34(9):2422-2430.

DAI G S, NA R S, DONG X B, et al.The dynamic change of herdsmen well-being and ecosystem services in grassland of Inner Mongolia: Take Xilinguole League as example[J]. Acta Ecologica Sinica, 2014, 34(9):2422-2430.

乔旭宁, 张婷, 杨永菊, 等. 渭干河流域生态系统服务的空间溢出及对居民福祉的影响[J]. 资源科学, 2017, 39(3):533-544.

QIAO X N, ZHANG T, YANG Y J, et al. Spatial flow of ecosystem services and impacts on human well-being in the Weigan River Basin[J] .Resources Science, 2017, 39(3):533-544.

张继飞, 邓伟, 朱昌丽, 等. 岷江上游生态系统服务与居民福祉的空间关联及其动态特征[J]. 山地学报, 2017, 35(3):388-398.

ZHANG J F, DENG W, ZHU C L, et al. Spatial relationship and its dynamic features of ecosystem services and human wellbeing in the upper reaches of Minjiang River[J]. Mountain Research, 2017, 35(3):388-398.

李文青, 赵雪雁, 杜昱璇, 等. 秦巴山区生态系统服务与居民福祉耦合关系的时空变化[J]. 自然资源学报, 2021, 36(10):2522-2540.

LI W Q, ZHAO X Y, DU Y X, et al. Spatio-temporal changes of the coupling relationship between ecosystem services and residents’ well-being in Qinba Mountains Area[J]. Journal of Natural Resources, 2021, 36(10):2522-2540.

KIBRIA A S M G, COSTANZA R, SOTO J R. Modeling the complex associations of human wellbeing dimensions in a coupled human-natural system: In contexts of marginalized communities[J]. Ecological Modelling, 2022, 466:109883.

董海宾, 丁勇, 丁文强, 等. 生计资本视角下牧户主观生活满意度研究：以内蒙古三类牧区为例[J]. 干旱区资源与环境, 2020, 34(3):14-19.

DONG H B, DING Y, DING W Q, et al. Study on subjective life satisfaction of herders from the perspective of livelihood capital: A case of three types of pastoral areas in Inner Mongolia[J]. Journal of Arid Land Resources and Environment, 2020, 34(3):14-19.

赵雪雁. 生计资本对农牧民生活满意度的影响：以甘南高原为例[J]. 地理研究, 2011, 30(4):687-698.

ZHAO X Y. The impact of livelihood capital on the life satisfaction of peasants and herdsmen: A case of Gannan Plateau[J]. Geographical Research, 2011, 30(4):687-698.

卢志强, 曹广忠, 李贵才. 农户生计资本特征及对生活满意度的影响：基于中国13省25县抽样调查数据的分析[J]. 北京大学学报(自然科学版), 2021, 57(3):556-564.

LU Z Q, CAO G Z, LI G C. Livelihood capital characteristics and their impact on life satisfaction among farmers: An analysis based on sampled survey data from 25 counties in 13 provinces of China[J]. Journal of Peking University (Natural Science Edition), 2021, 57(3):556-564.

蔡银莺, 朱兰兰. 生计资产差异对农民生活满意度的影响分析：以成都市双流县和崇州市为例[J]. 华中农业大学学报(社会科学版), 2015(1):30-38.

CAI Y Y, ZHU L L. Analysis of the impact of livelihood capital differences on farmers’ life satisfaction: A case study of Shuangliu County and Chongzhou City in Chengdu[J]. Journal of Huazhong Agricultural University (Social Sciences Edition), 2015(1):30-38.

MARK W, WOJTEK T, HA J Z, et al. Subjective wellbeing, objective wellbeing and inequality in Australia[J]. PLoS One, 2016, 11(10): e0163345.

SCHWANEN T, WANG D G. Well-being, context, and everyday activities in space and time[J]. Annals of the Association of American Geographers, 2014, 104(4):833-851..

杨文越, 甄新瑜. 多尺度步行环境对居民肥胖的影响机理：以广州为例[J]. 地理科学, 2022, 42(5):938-950.

YANG W Y, ZHEN X Y. Examining the effects of the multi-scale pedestrian environment on obesity: An empirical study of Guangzhou[J]. Scientla Geographica Sinica, 2022, 42(5):938-950.

浏览量

下载量

CSCD

文章被引用时，请邮件提醒。

提交

工具集

关联资源

陕北黄土高原乡村振兴战略对生态系统服务的影响及原因研究——以陕西省米脂县为例

基于Boltzmann熵的生态脆弱区景观可持续性模拟及评估

生态脆弱区农户农药防护行为影响因素研究——以陕西省米脂县为例